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The following is the Preface and Table of Contents from Canal Lock Design and Construction, The Rideau Canal Experience, 1826-1982, Microfiche Report 57 by Robert W. Passfield, Parks Canada, 1983. Republished by Friends of the Rideau as digital book DB-MR57, 2010:

Preface

The Rideau Canal was built as part of a larger effort by the British Army Board of Ordnance to provide a secure military communication between the ocean port of Montreal and Kingston on Lake Ontario, via the St. Lawrence, Ottawa, and Rideau-Cataraqui river systems. In all, three canal systems were constructed: the Lachine Canal (1821-25); the Ottawa Canals (1819-34); and the Rideau Canal, built by the Corps of Royal Engineers under Lt. Colonel John By (1826-32). On the Rideau Canal project, plans were prepared for three different scales of canal lock and various mechanisms were proposed for operating the lock gates and sluices before the engineers settled on the design details of the 33 by 134 foot locks actually constructed. Thereafter, further design changes had to be made in response to problems encountered during the course of construction and in operating the finished canal.

The present work traces the design evolution of the Rideau Canal locks through all three proposed scales of construction in the context of the contemporary state of canal engineering in the Canadas, the United States, and Britain. The design of the locks actually built is described in detail and deviations made in the basic design during the course of construction are set forth, as well as the method and materials of construction, and the specifications governing the same. Subsequent changes in the operating mechanisms and materials of construction are described and dated through to the present, and the lock structures and operating mechanisms assessed in terms of their operational efficiency and durability in the context of particular problems that necessitated design modifications and/or changes.

In preparing this study, a conscious effort was made to analyse and integrate the vast amount of information conveyed by an extensive collection of Rideau Canal plans, drawings, paintings and photographs held by various public archives and Parks Canada with material extracted from the reports and correspondence of the succession of superintending engineers who were responsible for the operation and maintenance of the Rideau Canal over the years. A selection of drawings, plans, paintings and photographs have been reproduced herein to illustrate the text. For ease of reference, the text has been sub-divided by subject matter into five major sections and numerous subsections as indicated in the Table of Contents.


TABLE OF CONTENTS

Introduction

I The Proposed 20 by 108 foot Gunboat Lock
    Planning and Layout . . . . . . . . 5
    Masonry of the Lock Chamber . . . . . . . . 11
    Lachine Canal Locks Prototype . . . . . . . . 16
    Sluice System of the Gunboat Lock . . . . . . . . 18
    Sluice Valve Operating Mechanisms . . . . . . . . 20
    Lock Gates of the Gunboat Lock . . . . . . . . 27
    Gate Operating Mechanisms . . . . . . . . 29
    Origin of the Floor Chain/Crab System . . . . . . . . 30
    Gate Operating Mechanisms on other Canals . . . . . . . . 31
    Supporting the Lock Gates: The Roller Wheel . . . . . . . . 35
    The abortive Goose Neck Anchor Design . . . . . . . . 39
    Construction Progress . . . . . . . . 41

II The Proposed 50 by 150 foot Steamboat Lock
    The Argument . . . . . . . . 44
    Lock Chamber Design and Configuration . . . . . . . . 47
    Proposed Wall Details . . . . . . . . 50
    Proposed Breastwall and Sill Details . . . . . . . . 52
    Floor Details . . . . . . . . 54
    Lock Gate Design . . . . . . . . 55
    Lock Gate Sluices . . . . . . . . 57
    Lock Gate Operating System . . . . . . . . 58
    Layout and Lifts on a Slackwater Navigation . . . . . . . . 60
    Masonry Savings attributable to the Lock
    Configuration . . . . . . . . 62
        a) Potential Savings in the Breastwork Masonry . . . . . . . . 64
        b) Potential Savings in the Masonry of the Floor Inverts . . . . . . . . 66
    Lock Wall Design . . . . . . . . 70
    Potential Savings in the Masonry of the Side Walls . . . . . . . . 74

III The Approved 33 by 134 foot River Steamboat Lock
    The Kempt Committee . . . . . . . . 77
    The Walls of the 33 by 134 foot Lock . . . . . . . . 85
    Dressing and Laying the Stonework of the     Lock Walls . . . . . . . . 95
    The Coursed Rubble Masonry Backing of the     Lock Walls . . . . . . . . 105
    Clay Puddle Walls . . . . . . . . 108
    The Breastwork . . . . . . . . 113
    Remedying Defects in the Breastwork Design and the Use of Hydraulic Cement . . . . . . . . 120
    Grouting and Jointing the Lock Masonry . . . . . . . . 129
    Deviations in the Sill Construction:
    Wood Sills . . . . . . . . 138
    Deviations in the Breastwork . . . . . . . . 142
    Lock Chamber Floors . . . . . . . . 145
        a) Inverted-Arch Masonry Floors . . . . . . . . 146
        b) Bare Rock Floors . . . . . . . . 152
        c) Wood Floors . . . . . . . . 154
    Structural Details of American Wood Floored Locks . . . . . . . . 157
    Initial Plan for Constructing Wood Floored Locks . . . . . . . . 159
    Wood Gate-Recess Floors in the Locks with Masonry Floor Inverts . . . . . . . . 162
    Wood Gate-Recess Floors in the Wood-Floored Locks . . . . . . . . 163
    Proposed Variations in the Wood Floor, Structural Design . . . . . . . . 166
    Structural Details of a Wood-Floored Lock as constructed . . . . . . . . 168
    The Wood-Floored Lock at Beveridges Lockstation . . . . . . . . 172
    Design Defects and Durability of the Wood-Floored Locks . . . . . . . . 177
    Tailbay and Forebay Floor Aprons . . . . . . . . 184

IV Lock Operating Mechanisms
    The Locking Process: Lock Lifts and Sluices . . . . . . . . 189
    The Culvert Sluices . . . . . . . . 194
    The Original In-Culvert Sluice Valves . . . . . . . . 197
    Improvements Made to the In-Culvert Sluice Valves, 1833-34 . . . . . . . . 199
    The Original Wall-Face Culvert Sluice Valves . . . . . . . . 203
    Modifications in the Wall-Face Sluice Valves, 1834-35 . . . . . . . . 208
    Elimination of the In-Culvert Sluice Valves, 1839 . . . . . . . . 218

V The Lock Gates: Design Evolution
    The Lock Gates Built in 1830-32 . . . . . . . . 239
    Gate Ironwork:
        a) The Reinforcing Plates . . . . . . . . 246
        b) The Gudgeon . . . . . . . . 247
        c) The Roller Wheel . . . . . . . . 252
        d) The Anchor Plate (Spider) and Collar . . . . . . . . 257
        e) The Sluices in the Lower Gates . . . . . . . . 264
    Painting the Lock Gates . . . . . . . . 274
    The Stone Coloured Lock Gates . . . . . . . . 279
    Gate Operating Mechanisms:
        a) The Floor Chain/Crab System . . . . . . . . 282
    Provenance of the Iron Work . . . . . . . . 290
        b) The Swing Beam/Crab System, 1834 . . . . . . . . 292
        c) The Push Bar/Crab System, 1900-1901 . . . . . . . . 300
        d) The 1982 Systems . . . . . . . . 306
    Testing the Lock Gates: 1831-1832 . . . . . . . . 310
    Lock Gate Design Modifications: 1840 . . . . . . . . 313
    Lock Gate Design Modifications: 1850 . . . . . . . . 317
    The Jones Falls Lock Gate Collapse, July 1869 . . . . . . . . 320
    Lock Gate Design Modifications: 1864 . . . . . . . . 326
    Lock Gate Design Modifications: 1918 . . . . . . . . 330
    Longevity of the Lock Gates . . . . . . . . 335
    Lock Gate Design Modifications: 1982 . . . . . . . . 336

Appendix A: Cements . . . . . . . . 348

Appendix B: Tools and Building Materials . . . . . . . . 352

Appendix C: Lock Gate Ironwork, 1832 . . . . . . . . 361

Appendix D: Constructing Swing Bars, 1839 . . . . . . . . 362

Appendix E: Lock Gate Specifications, 1861 . . . . . . . . 365

Appendix F: Lock Gate Specifications, 1864 . . . . . . . . 369

Endnotes . . . . . . . . 373

Bibliography . . . . . . . . 474

Addendum: Lock Gate Removal, Ottawa Locks, October 27, 2009

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